RMGC Consulting provides a range of consulting services that deliver workable and effective solutions to the many risk and compliance challenges in your business including:

• AFSL Licensee audits – identifying compliance and operational risks, testing the application of control measures and proposing strategies to protect your business
• Adviser Compliance audits (including vetting services) – focused on client detriment risks and civil penalties. Our reports are delivered in plain English together with a remedial action plan
• We can help you establish, chair and operate your Compliance Committee – providing independence and expertise
• Drafting and review of policies, procedures and standards – with associated tools and templates, tailored to your business needs
• Design and implementation of solutions to meet changing legislative and operational requirements (from breach reporting to ASIC to Design and Distribution Obligations (DDOs))
• Tailored solutions to meet the needs of your business to ensure compliance obligations are effectively identified, met and monitored
• Subject Matter Expert – technical compliance issues, projects, breach reporting, complaints and/or client remediation programs