Menu
RMGC Consulting
Our practical and commercial solutions are delivered to small, medium, and large businesses including some of Australia’s largest financial services licensees.
RMGC Consulting
RMGC Consulting provides a range of consulting services that deliver workable and effective solutions to the many compliance challenges in your business.
Our Compliance Services
01
File reviews and pre-vetting of advice files should be a key part of your overall risk mitigation and monitoring and supervision program. It can ensure that your clients receive accurate information and quality advice from your representatives.
02
RMGC’s Licensee audits are consultative and educational. Our service incorporates testing of the application of your control measures, policies and procedures against your Licensee responsibilities.
03
RMGC Consulting provides a range of consulting services that deliver workable and effective solutions to the many compliance challenges in your business including: AFSL Licensee audits – identifying compliance and operational risks, testing the application of control measures and proposing strategies to protect your business
04
While many complaints are easily resolved, some can be very challenging and time consuming – taking you (and your staff) out of the business for extended periods. An independent dispute resolution service can help when feelings run high and get in the way of finding a solution.
05
We provide services that can be custom designed to a specific compliance concern or need you have.
- Responding to communications from ASIC such as Section 33 Notices
- Breach reporting to ASIC
- Establishing and running client remediation programs
- Due diligence for recruitment of representatives
Meet Gayle Cilfone
Gayle Cilfone
Gayle established RMGC Consulting in 2016 building on extensive financial industry experience including over 25 years in senior compliance roles where she gained a deep understanding of the industry framework, challenges and regulatory obligations.
As a consultant, she has worked with clients of varying sizes and complexity, including through the design and implementation of compliance frameworks, undertaking AFSL audits, conducting adviser file reviews and vetting services, complaints and breach management, regulator communications, developing policies and standards and providing solutions to meet changing legislative and operational requirements.